Form 144

Results: 602



#Item
311Financial markets / Order / United States securities law / Finance / 73rd United States Congress / United States Securities and Exchange Commission / Securities Exchange Act / Form 144 / Stock market / Financial economics / Investment

Exhibit 5 to File No. SR-NSX[removed]

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Source URL: www.sec.gov

Language: English - Date: 2011-08-15 09:17:04
312Financial regulation / Securities Exchange Act / SEC filings / Government / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Finance / Form 144 / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGX Rule[removed]to Extend the Operation of a Pilot Pursuant to the Rule Until April 11, 2011

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Source URL: www.sec.gov

Language: English - Date: 2010-12-13 09:59:38
313Finance / Financial system / 73rd United States Congress / Stock market / SEC filings / Form 144 / Securities Act / Securities regulation in the United States / Securities Exchange Act / Financial economics / United States Securities and Exchange Commission / United States securities law

Microsoft Word - S7[removed]doc

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Source URL: www.sec.gov

Language: English - Date: 2007-09-07 13:27:53
314Economy of the United States / Financial Industry Regulatory Authority / Securities Exchange Act / Self-regulatory organization / U.S. Securities and Exchange Commission / Financial system / New York Stock Exchange / Form 144 / United States securities law / Financial regulation / United States Securities and Exchange Commission

Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Extending the Operative Date of NYSE Rule 92(c)(3) from December 31, 2010 to August 1, 2011

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Source URL: www.sec.gov

Language: English - Date: 2010-12-08 15:11:50
315United States Securities and Exchange Commission / Financial economics / 73rd United States Congress / Securities Exchange Act / Dodd–Frank Wall Street Reform and Consumer Protection Act / U.S. Securities and Exchange Commission / Self-regulatory organization / Depository Trust & Clearing Corporation / Form 144 / United States securities law / Finance / Financial regulation

Notice of Filing of Proposed Rule Change to Allow the Mortgage-Backed Securities Division to Provide Guaranteed Settlement and Central Counterparty Services; Correction

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Source URL: www.sec.gov

Language: English - Date: 2011-12-12 13:11:01
316United States Securities and Exchange Commission / Form 144 / Financial markets / United States securities law / Warrant / Security / Short / Hedge / U.S. Securities and Exchange Commission / Financial economics / Finance / Investment

PATEL L L P RICHARDSulv Los Angeles New York

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Source URL: www.sec.gov

Language: English - Date: 2007-09-05 14:30:01
317Securities Exchange Act / Financial regulation / U.S. Securities and Exchange Commission / Government / Securities and Exchange Commission / Finance / SEC filing / Form 144 / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGA Rule[removed]to Extend the Operation of a Pilot Pursuant to the Rule Until April 11, 2011

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Source URL: www.sec.gov

Language: English - Date: 2010-12-13 10:25:01
318United States securities law / 73rd United States Congress / United States Securities and Exchange Commission / Form 144 / Securities / Securities Act / Short / Security / Hedge / Finance / Financial economics / Business

Comment Letter on S7-11-07

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Source URL: www.sec.gov

Language: English - Date: 2007-10-04 14:11:14
319United States Securities and Exchange Commission / Financial regulation / Finance / Business / U.S. Securities and Exchange Commission / New York Stock Exchange / Self-regulatory organization / Securities and Exchange Commission / Form 144 / United States securities law / 73rd United States Congress / Securities Exchange Act

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSE[removed]December 17, 2008 Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock

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Source URL: www.sec.gov

Language: English - Date: 2008-12-22 11:42:36
320Email / Social psychology / Personal life / Technology / Employment / Human resource management / Recruitment

Department of Human Resources Compensation Management 144 State Street Montpelier, VT[removed]Print Form

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Source URL: humanresources.vermont.gov

Language: English - Date: 2013-04-10 09:18:41
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